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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| NC | RA | APPROVED | 2004-07-06 |
| CA | RA | APPROVED | 2004-04-26 |
| AL | RA | APPROVED | 2004-03-29 |
| FL | RA | APPROVED | 2004-02-27 |
Branch Locations
100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States
St Petersburg, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | St. Petersburg | FL | 03/2008 | Present |
| City National Bank | St. Petersburg | FL | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-09 |
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