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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-03-08
  • FL RA
    APPROVED
    Since 2012-03-08

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

St. Petersburg, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc St Petersburg FL 12/2011 Present
Raymond James Financial Services Advisors Inc. St. Petersburg FL 03/2012 Present
Previous Registrations
Other Businesses

BESPE Holdings Inc Address: 13216 Shadow Lake Blvd, Hudson, FL. Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - CEO Investment Related: No Start Date: 11/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part of oversight of property investments for family.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-18
S63 Uniform Securities Agent State Law Examination 2004-04-28
  • S65 Uniform Investment Adviser Law Examination
    2006-09-18
  • S63 Uniform Securities Agent State Law Examination
    2004-04-28

View on SEC IAPD

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