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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2001-03-06
IL RA APPROVED 1998-04-12
  • TX RA
    APPROVED_RES
    Since 2001-03-06
  • IL RA
    APPROVED
    Since 1998-04-12

Branch Locations

10 N Martingale Rd, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Schaumburg IL 10/1997 Present
Bank Of America, N.A. Schaumburg IL 09/2009 Present
Other Businesses

I*8744Entity Type: Rental PropertyName of outside business organization: Abbey Villa UnitInvestment related: noAddress of business: Fontana, Wisconsin 53125Position, title, association: Co-owner with other family membersStart date of relationship: 10/1/2020Number of hours devoted: 2 hrsNumber of hours devoted during trading hours: 0Duties: Co-owner with other family members/Rental Property I*4452268Entity Type: For ProfitName of OBA: Southern Drift LLCAddress: Palatine, Illinois, 60067Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 04/17/2026Number of Hours: 0Number of Hours during trading: 0Duties: Holds a rental property in ILLINOIS None for me, my husband handles this property I*4452267, Entity Type: Entity For Profit, Name of OBA: Lake Lovin' Crew, Address: Lake Geneva, Wisconsin, 53147, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 08/29/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: enjoyment of 2nd home, Created an LLC to hold the existing Wisconsin rental property and purchased a 2nd home that will not be rented, both will be in the LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-13
S63 Uniform Securities Agent State Law Examination 1995-08-16
  • S65 Uniform Investment Adviser Law Examination
    1996-11-13
  • S63 Uniform Securities Agent State Law Examination
    1995-08-16
Other Names
  • Kristine Lynn Mcconnell
  • Kristine Lynn Mcconnell
  • Kristine Lynn Braun

View on SEC IAPD

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