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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-17
VA RA APPROVED 2020-11-17
  • TX RA
    APPROVED
    Since 2020-11-17
  • VA RA
    APPROVED
    Since 2020-11-17

Branch Locations

11847 Canon Blvd, Suite 2, Newport News, VA 23606 • United States

11847 Canon Blvd, Suite 2, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Gloucester VA 06/2008 07/2017
Chesapeake Financial Group, Inc. Williamsburg VA 06/2014 07/2017
Chesapeake Investment Services, Inc. Williamsburg VA 10/2004 07/2017
Money Concepts Capital Corp Palm Beach Gardens FL 07/2017 11/2020
Cambridge Investment Research, Inc. Fairfield IA 11/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2020 Present
  • 06/2008 → 07/2017
    Infinex Investments, Inc.
    Gloucester, VA
  • 06/2014 → 07/2017
    Chesapeake Financial Group, Inc.
    Williamsburg, VA
  • 10/2004 → 07/2017
    Chesapeake Investment Services, Inc.
    Williamsburg, VA
  • 07/2017 → 11/2020
    Palm Beach Gardens, FL
  • 11/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2017-07-21 → 2020-11-18
    Yorktown, VA
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Williamsburg, VA
  • 2014-07-21 → 2017-07-31
    Chesapeake Wealth Management
    Williamsburg, VA
  • 2008-06-01 → 2014-07-21
    Gloucester, VA
    Kilmarnock, VA
    Williamsburg, VA
  • 2003-12-18 → 2008-06-01
    Bi Investments, Llc
    Gloucester, VA
    Irvington, VA
    Gloucester, VA
  • 2002-06-04 → 2002-07-10
    Truist Investment Services, Inc.
    Gloucester, VA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 11/17/20 2) QUINTO FINANCIAL SERVICES, LLC, 333 MCLAWS CIRCLE, STE 1, WILLIAMSBURG, VA, DBA PRESIDENT, 07/21/17, INV REL, 40 HR/WK- 40/TRADING HR 3) GERTRUDE QUINTO, 333 McLaws Circle, Suite 1, Williamsburg VA 23185, United States, START DATE: 12/01/2021, Insurance Agent, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2 HR/MO - 2 HR/MO TRADING 4) GERTRUDE AND GEORGE QUINTO, 333 McLaws Circle, Suite 1, Willilamsburg VA 23185, 08/2017, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING. 5) QUINTO FINANCIAL SERVICES, Newport News VA 23185, United States, 11/17/2020, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-30
S63 Uniform Securities Agent State Law Examination 1997-01-20
  • S66 Uniform Combined State Law Examination
    2002-04-30
  • S63 Uniform Securities Agent State Law Examination
    1997-01-20
Designations
Other Names
  • Gertrude Margaret Pfaehler
  • Gertrude Margaret Pfaehler
  • Gertrude Margaret Bond
  • Gertrude Margaret Quinto
  • Gertrude M Quinto
  • Trudy Quinto

View on SEC IAPD

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