Best Investors Account Sign in

Irving Thomas Lee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Woodbury, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2016-07-14
CT RA APPROVED 2015-02-20
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2016-07-14
  • CT RA
    APPROVED
    Since 2015-02-20

Branch Locations

8225 Jericho Tpke, Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plainview NY 02/2015 Present
Bank Of America, N.A. Plainview NY 02/2015 Present
Previous Registrations
  • 2011-06-13 → 2014-11-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    East Meadow, NY
    Jericho, NY
    New York, NY
    Hicksville, NY
    Jericho, NY
    Flushing, NY
    Melville, NY
    Syosset, NY
    Melville, NY
    Great Neck, NY
    Long Island City, NY
    Melville, NY
    New York, NY
  • 2009-04-29 → 2011-05-23
    Chase Investment Services Corp.
    Bellmore, NY
    Syosset, NY
    Baldwin, NY
    Island Park, NY
    Oceanside, NY
  • 2005-04-26 → 2005-07-18
    Chase Investment Services Corp.
    Lindenhurst, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-28
S63 Uniform Securities Agent State Law Examination 2000-09-19
  • S65 Uniform Investment Adviser Law Examination
    2009-05-28
  • S63 Uniform Securities Agent State Law Examination
    2000-09-19
Other Names
  • Irving Lee

View on SEC IAPD

Other Firms

VANDERBILT ADVISORY SERVICES
CONSOLIDATED PORTFOLIO REVIEW CORP
FUSION FAMILY WEALTH, LLC
MML INVESTORS SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
MG PLANNING SERVICES, INC.
TRIDENT ADVISORS LLC
HERITAGE ADVISORY LLC

Other Investors

BRETT IAN GOLDSTEIN
AARON DELSIGNORE
PHILIP MICHAEL SCHOLLER
DAVID PATRICK STEWART
BRADLEY ALLEN COHEN
JEREMY ROUSE BROWN
CHAD NEAULT
CRAIG ROBERT WALKER

Other Offices

VANDERBILT ADVISORY SERVICES · WOODBURY, NY
CONSOLIDATED PORTFOLIO REVIEW CORP · WOODBURY, NY
FUSION FAMILY WEALTH, LLC · WOODBURY, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
WELLS FARGO CLEARING SERVICES, LLC · WOODBURY, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
MG PLANNING SERVICES, INC. · WOODBURY, NY
TRIDENT ADVISORS LLC · WOODBURY, NY

More in Woodbury, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor