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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-08-17 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sei Investments Management Corporation | Oaks | PA | 01/2016 | 03/2018 |
| Sei Investments Distribution Company | Oaks | PA | 09/2017 | 03/2018 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 03/2018 | 07/2022 |
| Charles Schwab Bank | Lone Tree | CO | 03/2018 | 09/2018 |
| Charles Schwab Investment Advisory, Inc. | Lone Treet | CO | 01/2020 | 12/2021 |
| Assetmark Financial Holdings, Inc. | Centennial | CO | 08/2022 | Present |
| Assetmark Brokerage, Llc | Centennial | CO | 08/2022 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2022 - 160 HRS / MONTHLY, SENIOR STRATEGIC ACCOUNTS MANAGER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-09 |
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