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David Jonathan Rath

Continuum Wealth Advisors, LLC

Saratoga Springs, NY

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Current Employers
Continuum Wealth Advisors, Llc

18 Division St. Suite 207B, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
  • NY RA
    APPROVED
    Since 2021-07-27

Branch Locations

18 Division St. Suite 207B, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Albany NY 03/2012 08/2017
Unemployed Burnt Hills NY 08/2017 01/2018
Wealth Advisory Group Latham NY 01/2018 12/2018
Bouchey Financial Group Saratoga Springs NY 01/2019 12/2020
Continuum Wealth Advisors, Llc Burnt Hills NY 01/2021 Present
  • 03/2012 → 08/2017
    Northwestern Mutual Investment Services, Llc
    Albany, NY
  • 08/2017 → 01/2018
    Unemployed
    Burnt Hills, NY
  • 01/2018 → 12/2018
    Wealth Advisory Group
    Latham, NY
  • 01/2019 → 12/2020
    Bouchey Financial Group
    Saratoga Springs, NY
  • 01/2021 → Present
    Continuum Wealth Advisors, Llc
    Burnt Hills, NY
Previous Registrations
Other Businesses

CONTINUUM TAX ADVISORS: NON-INVESTMENT RELATED; SAME ADDRESS AS ABOVE; OWNER; 2/2025; 4 HOURS PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-30
S63 Uniform Securities Agent State Law Examination 2005-12-03
  • S66 Uniform Combined State Law Examination
    2018-04-30
  • S63 Uniform Securities Agent State Law Examination
    2005-12-03
Designations
Other Names
  • David Rath
  • David Jonathan Rath
  • David J Rath

View on SEC IAPD

Other Firms

SARATOGA INVESTMENT SOLUTIONS INC.
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
STERLING MANOR FINANCIAL, LLC
NYE STREET PARTNERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN
CAMERON VICTORIA CORSI
Cory Matthew Larmour
ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · SARATOGA SPRINGS, NY

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