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Chad Matthew Lacroix

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Ridgewood, NJ

Richmond, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-03-01
TX RA APPROVED_RES 2022-01-14
  • RI RA
    APPROVED
    Since 2022-03-01
  • TX RA
    APPROVED_RES
    Since 2022-01-14

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

25 N Maple Ave Ci Relationship Management, Ridgewood, NJ 07450 • United States

Richmond, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Lincoln RI 04/2008 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-27
S63 Uniform Securities Agent State Law Examination 1995-08-14
  • S65 Uniform Investment Adviser Law Examination
    2022-02-27
  • S63 Uniform Securities Agent State Law Examination
    1995-08-14

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
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