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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-29
UT RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • UT RA
    APPROVED
    Since 2023-06-29

Branch Locations

428 E Winchester St, Ste 202, Salt Lake City, UT 84107 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Altura Benefits Salt Lake City UT 08/2005 Present
Voya Financial Advisors Salt Lake City UT 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cpk Holding, Llc Salt Lake City UT 03/2023 Present
  • 08/2005 → Present
    Altura Benefits
    Salt Lake City, UT
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Salt Lake City, UT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 03/2023 → Present
    Cpk Holding, Llc
    Salt Lake City, UT
Previous Registrations
Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 08/1995 APX NUMBER OF HOURS PER WEEK: 35, APX NUMBER OF HOURS DURING TRADING HOURS: 30, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; (2) NAME OF ENTITY:ALTURA BENEFITS; INVESTMENT RELATED: NO ; 428 E WINCHESTER STE 200; SALT LAKE CITY; UT; 84107; DBA; OWNER; 8/1/2005; 180; 180; DBA FOR SALE OF INSURANCE PRODUCTS (3) NAME OF ENTITY:ALTURA FINANCIAL ADVISORS; YES; 428 E. WINCHESTER ST., SUITE 200; SALT LAKE CITY; UT; 84107; FINANCIAL SERVICES/DBA; PRESIDENT; 11/1/2019; 20; 15; SALE AND SERVICE, INSURANCE, SECURITIES, AND INVESTMENT PRODUCTS. 4) NAME OF OTHER BUSINESS: CPK HOLDING, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR RENTAL PROPERTY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-30
S63 Uniform Securities Agent State Law Examination 1995-08-28
  • S65 Uniform Investment Adviser Law Examination
    1999-11-30
  • S63 Uniform Securities Agent State Law Examination
    1995-08-28

View on SEC IAPD

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