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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| UT | RA | APPROVED | 2023-06-29 |
Branch Locations
428 E Winchester St, Ste 202, Salt Lake City, UT 84107 • United States
Salt Lake City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Altura Benefits | Salt Lake City | UT | 08/2005 | Present |
| Voya Financial Advisors | Salt Lake City | UT | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Cpk Holding, Llc | Salt Lake City | UT | 03/2023 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 08/1995 APX NUMBER OF HOURS PER WEEK: 35, APX NUMBER OF HOURS DURING TRADING HOURS: 30, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; (2) NAME OF ENTITY:ALTURA BENEFITS; INVESTMENT RELATED: NO ; 428 E WINCHESTER STE 200; SALT LAKE CITY; UT; 84107; DBA; OWNER; 8/1/2005; 180; 180; DBA FOR SALE OF INSURANCE PRODUCTS (3) NAME OF ENTITY:ALTURA FINANCIAL ADVISORS; YES; 428 E. WINCHESTER ST., SUITE 200; SALT LAKE CITY; UT; 84107; FINANCIAL SERVICES/DBA; PRESIDENT; 11/1/2019; 20; 15; SALE AND SERVICE, INSURANCE, SECURITIES, AND INVESTMENT PRODUCTS. 4) NAME OF OTHER BUSINESS: CPK HOLDING, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-28 |
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