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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-27
IN RA APPROVED 2018-11-26
  • TX RA
    APPROVED_RES
    Since 2018-11-27
  • IN RA
    APPROVED
    Since 2018-11-26

Branch Locations

2335 E Margaret Dr, Terre Haute, IN 47802 • United States

Farmersburg, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Planners Inc Decatur IL 09/1996 11/2018
Investment Planners, Inc. Decatur IL 10/1996 11/2018
Ameriprise Financial Services Inc Terre Haute IN 11/2018 03/2020
Victory Grandslam, Llc Terre Haute IN 01/1998 Present
Ameriprise Financial Services, Llc Terre Haute IN 03/2020 Present
  • 09/1996 → 11/2018
    Investment Planners Inc
    Decatur, IL
  • 10/1996 → 11/2018
    Investment Planners, Inc.
    Decatur, IL
  • 11/2018 → 03/2020
    Ameriprise Financial Services Inc
    Terre Haute, IN
  • 01/1998 → Present
    Victory Grandslam, Llc
    Terre Haute, IN
  • 03/2020 → Present
    Terre Haute, IN
Previous Registrations
Other Businesses

Business Ownership; Victory Grandslam, LLC; Owner; LLC used to pay bills; 2335 E Margaret Dr, , Terre Haute, IN, 47802; Investment-Related; 01/01/1998; 10 to 19 hours per month; 1 to 9 during trading hours / Four Pillars RE; Co-owner; Real Estate; 2335 E Margaret Dr, , Terre Haute, IN, 47802; Not Investment-Related; 09/08/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Victory Grandslam LLC; Owner; Manage advisory business; 2335 E Margaret Dr, , Terre Haute, IN, 47802; Investment-Related; 12/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Elite Personal Care; I have an adult special needs daughter that I have recently become full guardian for. She requires around the clock care. Through Elite, I would be able to "be paid" for the time I care for her in the mornings and evenings. The money can be used for respite care when I am out of town or for any other needs she may have. She would continue to go to her day center during my work hours. This arrangement would not impact my work schedule or the work I do for my clients. This is an opportunity to keep my daughter at home without having to put her in a group home.; 425 W County Rd 1175 N, , Farmersburg, IN, 47850; Not Investment-Related; 02/01/2025; 60 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-16
S63 Uniform Securities Agent State Law Examination 1996-11-12
  • S66 Uniform Combined State Law Examination
    2001-05-16
  • S63 Uniform Securities Agent State Law Examination
    1996-11-12

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