Tara Cole Ellis

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 12/2017
  Compass Capital Managment
  Metairie, LA
• 05/2012 → 12/2017
  Minnesota Life Insurance Company
  St Paul, MN
• 05/2012 → 12/2017
  Securian Financial Services Inc
  St Paul, MN
• 03/2018 → 12/2020
  Money Concepts Capital Corp.
  Palm Beach Gardens, FL
• 01/2021 → Present
  New York Life Insurance Co
  San Francisco, CA
• 01/2021 → Present
  Nylife Securities Llc
  San Francisco, CA
• 05/2021 → Present
  Eagle Strategies Llc
  San Mateo, CA

Previous Registrations

• 2018-03-13 → 2020-12-31
  Money Concepts Capital Corp
  Oakland, CA
  Houston, TX
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2012-10-29 → 2017-12-26
  Securian Financial Services, Inc.
  Metairie, LA
  Metairie, LA
  Houston, TX
  Metairie, LA

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 951 Mariners Island Blvd. STE 600 San Mateo CA 94404; Start Date 06/2022; Role/Title: Independent Contractor; Investment Related; 4 hours per month; 4 hours per month during securities trading hours] [Heatrx; Heatrx is a pest control bedbug remediation company that my husband owns that I sit on the board of advisors on and advise on expansion and business development.; 3001 Bishop Dr. STE 300 San Ramon CA; Start Date 04/2021; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [HeatRx Los Angeles; My husbands company which I am currently a board member of, is now expanding into LA county with a new branch. It is the same EIN however I am taking an ownership role in this new branch location.; 3174 Cortina Dr Bay Point CA 94565; Start Date 12/2023; Role/Title: Partner; Not Investment Related; 20 hours per month; 10 hours per month during securities trading hours; Mostly assisting with sales training, instituting branch policies and procedures, operations training , and assisting hiring staff.]

Exams

• S66 Uniform Combined State Law Examination
  2012-07-11

Other Names

• Tara Ryan Cole
• Tara Cole Smith