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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-03-22 |
Branch Locations
1919 Statesville Blvd, Salisbury, NC 28144 • United States
Hamptonville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Hamptonville | NC | 02/2006 | 03/2017 |
| Mml Investors Services, Llc | Salisbury | NC | 03/2017 | Present |
| Massmutual Life Insurance Co | Salisbury | NC | 07/2016 | Present |
NAME: HICKORY TREE HOLDINGS INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER - RECEIVE AND HANDLE 1099 INCOME; FOR TAX REPORTING PURPOSES ONLY POSITION: OWNERSHIP START: 10/31/2019 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-16 |
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