Frances Ann Peeples

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1994 → 01/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 01/2019 → Present
  Stifel Nicolaus & Co Inc
  Fort Worth, TX

Previous Registrations

• 1995-09-07 → 2019-01-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
  Fort Worth, TX

Other Businesses

1. Texas Secretary of State-Notary Public; 1019 Brazos Austin TX 78701;Notary Public;Notarize acknowledgements, documents, oaths;10/28/2019; 0 hr/day; during securities trading hours; not investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-09-06

Other Names

• Frances A Peeples
• Ann Peeples