Ernest Eugene Musgrave

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2018-05-30
FL	RA	APPROVED	2018-01-11

PR RA
APPROVED

Since 2018-05-30
FL RA
APPROVED

Since 2018-01-11

Branch Locations

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

Guaynabo, PR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	San Juan	PR	12/2011	Present

12/2011 → Present

Ubs Financial Services Inc

San Juan, PR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-05
S63	Uniform Securities Agent State Law Examination	2013-10-30

S66 Uniform Combined State Law Examination

2017-05-05
S63 Uniform Securities Agent State Law Examination

2013-10-30

Other Names

Ernest Musgrave Lamboy

View on SEC IAPD

Other Firms

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OWLCREST PARTNERS LLC

OSAIC WEALTH, INC.

NPA ASSET MANAGEMENT, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

NEGRON-RAMOS LLC

PR FIVE WEALTH MANAGEMENT LLC

Other Investors

CARLOS JUAN MIRANDA

RAFAEL R QUINTERO

Osvaldo Cruz Cintron

JUAN ANTONIO BRUNO

Paola Teresa Gautier-Ortiz

EMMANUEL LOUBRIEL

HECTOR JAVIER JIRAU

LOURDES M CORUJO-RAMSEY

Other Offices

KOVACK ADVISORS, INC. · San Juan, PR

CEFI CAPITAL, LLC · SAN JUAN, PR

OWLCREST PARTNERS LLC · SAN JUAN, PR

OSAIC WEALTH, INC. · SAN JUAN, PR

NPA ASSET MANAGEMENT, LLC · SAN JUAN, PR

TRANSAMERICA FINANCIAL ADVISORS, LLC · SAN JUAN, PR

NEGRON-RAMOS LLC · SAN JUAN, PR

PR FIVE WEALTH MANAGEMENT LLC · SAN JUAN, PR

More in San Juan, PR

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