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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-13
  • NJ RA
    APPROVED
    Since 2017-03-13

Branch Locations

803 Main Street Suite #3, Toms River, NJ 08753 • United States

201 Old Country Road Suite 206, Melville, NY 11747 • United States

25 Roosevelt Blvd, Marmora, NJ 08223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Wall Township NJ 04/2013 03/2017
Capitol Securities Management, Inc Red Bank NJ 03/2017 Present
St. Josephs Grade School Toms River NJ 06/2023 05/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-22
S65 Uniform Investment Adviser Law Examination 1998-10-01
S63 Uniform Securities Agent State Law Examination 1996-01-12
  • S66 Uniform Combined State Law Examination
    2005-11-22
  • S65 Uniform Investment Adviser Law Examination
    1998-10-01
  • S63 Uniform Securities Agent State Law Examination
    1996-01-12
Other Names
  • Richard Carmine Cioffi
  • Richard C Cioffi
  • Richard Carmine Cioffi

View on SEC IAPD

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