Derek Hale Sevier

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1995 → 06/2019
  Foresters Financial Services
  Denver, CO
• 06/2015 → 06/2019
  Foresters Advisory Services
  Denver, CO
• 05/2018 → Present
  J.K. Mullen Foundation
  Greenwood Village, CO
• 06/2019 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 06/2019 → Present
  Cetera Investment Advisers Llc
  Greenwood Village, CO

Previous Registrations

• 2015-07-17 → 2019-06-24
  Foresters Advisory Services, Llc
  Denver, CO

Other Businesses

1. J.K. Mullen Foundation. Non-investment related business. 5310 DTC Parkway Suite C Greenwood Village, CO 80111. The J.K. Mullen Foundation is a charitable foundation that annually distributes a portion of its assets to various charities. Since 05/01/2018 I am a trustee who attends the annual meeting in November. The time commitment is less than 1 hour per month except for the annual meeting in November which last 6.8 hours. 2. JK MULLEN FOUNDATION DIRECTOR. 30 MIN/WK SUGGEST & VOTE ON CHARITIES TO RECEIVE FUNDING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-25
• S63 Uniform Securities Agent State Law Examination
  1996-09-18

Other Names

• Derek Sevier