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Charles Stephens O'NEil

Rbc Capital Markets, LLC

Lake Forest, IL

Lake Forest, IL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-03
IL RA APPROVED 2021-04-29
  • TX RA
    APPROVED
    Since 2022-02-03
  • IL RA
    APPROVED
    Since 2021-04-29

Branch Locations

950 N. Western Avenue Suite 200, Lake Forest, IL 60045-1734 • United States

Lake Forest, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chicago IL 12/2015 07/2017
Morgan Stanley Private Bank, N.A. New York NY 04/2016 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lake Forest IL 07/2017 04/2021
Bank Of America, N.A. Lake Forest IL 07/2017 04/2021
Rbc Capital Markets, Llc Lake Forest IL 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-25
  • S66 Uniform Combined State Law Examination
    2016-02-25
Other Names
  • Charles Stephens Oneil
  • Charles Stephens O'NEil

View on SEC IAPD

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Michael John Brady
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CAROL H. BUSS

Other Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC · Lake Forest, IL
ROUNDTABLE HEALTHCARE MANAGEMENT, INC · LAKE FOREST, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Lake Forest, IL
OBAR WEALTH MANAGEMENT LLC · LAKE FOREST, IL
EDWARD JONES · LAKE FOREST, IL

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