Charles Stephens O'neil

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-03
IL	RA	APPROVED	2021-04-29

Branch Locations

Lake Forest, IL • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Chicago	IL	12/2015	07/2017
Morgan Stanley Private Bank, N.A.	New York	NY	04/2016	07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lake Forest	IL	07/2017	04/2021
Bank Of America, N.A.	Lake Forest	IL	07/2017	04/2021
Rbc Capital Markets, Llc	Lake Forest	IL	04/2021	Present

12/2015 → 07/2017

Morgan Stanley Smith Barney Llc

Chicago, IL
04/2016 → 07/2017

Morgan Stanley Private Bank, N.A.

New York, NY
07/2017 → 04/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Forest, IL
07/2017 → 04/2021

Bank Of America, N.A.

Lake Forest, IL
04/2021 → Present

Rbc Capital Markets, Llc

Lake Forest, IL

2017-07-03 → 2021-04-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Forest, IL
2016-02-25 → 2017-06-08

Morgan Stanley

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-02-25

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