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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-17 |
| MO | RA | APPROVED | 1999-02-26 |
Branch Locations
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-17 |
| MO | RA | APPROVED | 2024-11-08 |
Branch Locations
One Financial Plaza 501 North Broadway, St. Louis, MO 63102 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St Louis | MO | 06/1995 | Present |
| Stifel Independent Advisors, Llc | St Louis | MO | 05/2012 | Present |
1. St. Matthew Church; 1200 Moreland Drive, Belleville, IL 62223; Church; Finance Committee Member; Attend committee meetings once/month to discuss financial matters for the church; 01/01/2021; 3.00hrs/Month; Not During Securities Trading Hours; Not Investment-Related. 2. St. Matthew Church; 1200 Moreland Dr. Belleville, IL 62223; Church; Administrative Board member; Attend Administrative Board meetings as a member of the Finance Committee, a sub-committee of the Administrative Board; 01/01/2024; 3.00hrs/month; Not During Securities Trading Hours; Not Investment-Related. 3. Althoff Catholic High School Parents and Friends Club; 5401 W. Main St. Belleville, IL 62226; Private High School; Parents & Friends Club Treasurer; Prepare annual budget for club, reconcile expenses reported by the school treasurer to expenses club has authorized for activity chairs, discuss details of activities the club plans for the year; 09/18/2025; 3hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-09 |
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