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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-17
MO RA APPROVED 1999-02-26
  • TX RA
    APPROVED_RES
    Since 2025-01-17
  • MO RA
    APPROVED
    Since 1999-02-26

Branch Locations

501 N. Broadway, St. Louis, MO 63102 • United States

Stifel Independent Advisors, Llc

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-17
MO RA APPROVED 2024-11-08
  • TX RA
    APPROVED_RES
    Since 2025-01-17
  • MO RA
    APPROVED
    Since 2024-11-08

Branch Locations

One Financial Plaza 501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St Louis MO 06/1995 Present
Stifel Independent Advisors, Llc St Louis MO 05/2012 Present
Other Businesses

1. St. Matthew Church; 1200 Moreland Drive, Belleville, IL 62223; Church; Finance Committee Member; Attend committee meetings once/month to discuss financial matters for the church; 01/01/2021; 3.00hrs/Month; Not During Securities Trading Hours; Not Investment-Related. 2. St. Matthew Church; 1200 Moreland Dr. Belleville, IL 62223; Church; Administrative Board member; Attend Administrative Board meetings as a member of the Finance Committee, a sub-committee of the Administrative Board; 01/01/2024; 3.00hrs/month; Not During Securities Trading Hours; Not Investment-Related. 3. Althoff Catholic High School Parents and Friends Club; 5401 W. Main St. Belleville, IL 62226; Private High School; Parents & Friends Club Treasurer; Prepare annual budget for club, reconcile expenses reported by the school treasurer to expenses club has authorized for activity chairs, discuss details of activities the club plans for the year; 09/18/2025; 3hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-26
S63 Uniform Securities Agent State Law Examination 1995-11-09
  • S65 Uniform Investment Adviser Law Examination
    2006-05-26
  • S63 Uniform Securities Agent State Law Examination
    1995-11-09
Other Names
  • Staci Lynn Scheffler
  • Staci Saeger
  • Staci L Scheffler
  • Staci Lynn Atwood
  • Staci Lynn Bennett

View on SEC IAPD

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