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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-25 |
| ME | RA | APPROVED | 2007-07-27 |
Branch Locations
55 Cushing St, Brunswick, ME 04011 • United States
3 Union Park Rd, Topsham, ME 04086 • United States
75 Boulder Way, Biddeford, ME 04005 • United States
671 Broadway, Bangor, ME 04401 • United States
6 Dirigo Dr, Brewer, ME 04412 • United States
10 Venture Way, Bangor, ME 04401 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2004-07-28 |
Branch Locations
43 Constitution Drive, Bedford, NH 03110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Planning Associates, Inc. | Bangor | ME | 07/2004 | Present |
| Lpl Financial Llc | Bangor | ME | 07/2007 | Present |
1. 07/23/2007 - NORTHEAST PLANNING ASSOCIATES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 07/23/2007 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life, health, group benefits, and LTC. 3. 11/16/2007 - Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 30% - RIA provides financial planning for a fixed and/or hourly fee. 4. 9/8/2008 - Selman & Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life, Accidental Death & Dismemberment. 5. 09/28/2021 - Concierge for Advisors - Investment Related - 671 Broadway, Bangor, ME 04401 - Non-Variable Insurance - Start Date: 06/18/2021 - 10 Hours Per Month/5 Hours During Securities Trading. 6. 3/16/2023 - Maine Wealth Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/3/2022 - 35 Hours Per Month/35 Hours During Securities Trading. 7. 04/13/2023 - Maine Wealth Planning, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Principal owner/producer - Start Date 02/23/2023 - 10 Hours Per Month/ 10 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-31 |
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