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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2010-10-18 |
| TX | RA | APPROVED | 2010-10-18 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
Prospect, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Louisville | KY | 10/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
Rental property; Utica KY; Investment related; Sole Proprietor / Owner / Partner; Rental; 03/2011; 0,.5 *513716 - Rental Property; Investment related: Yes; Prospect, Kentucky; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-08 |
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