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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-01-02
TX RA APPROVED 2009-01-02
  • GA RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

11720 Amber Park Drive Suite 160, Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Alpharetta GA 01/2005 Present
Raymond James Financial Services Advisors, Inc Alpharetta GA 01/2009 Present
Creative Financial Team, Llc Alpharetta GA 05/2007 Present
Previous Registrations
  • 2002-07-15 → 2005-01-26
    Morgan Keegan & Company, Llc
    Dunwoody, GA
Other Businesses

(1)Name of Business: Creative Financial Team, LLC Address: 11720 Amber Park Dr., Suite 160, Alpharetta, GA, 30009, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/05/2005 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-30
S65 Uniform Investment Adviser Law Examination 1995-08-30
  • S63 Uniform Securities Agent State Law Examination
    1995-08-30
  • S65 Uniform Investment Adviser Law Examination
    1995-08-30
Designations

View on SEC IAPD

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