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Joseph Henry Westendorf

U.S. Bancorp Advisors, LLC

Sarasota, FL

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-17
  • FL RA
    APPROVED
    Since 2026-02-17

Branch Locations

1800 2Nd St, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Bradenton FL 08/2016 08/2018
Touchstone Securities Inc Cincinnati OH 08/2018 03/2022
Ifs Financial Services Cincinnati OH 08/2018 03/2022
Fifth Third Bank Bradenton FL 04/2022 10/2024
Fifth Third Securities Bradenton FL 04/2022 10/2024
U.S. Bancorp Investments, Inc. Sarsota FL 10/2024 02/2026
U.S. Bancorp Advisors, Llc Sarasota FL 02/2026 Present
  • 08/2016 → 08/2018
    Gwfs Equities, Inc.
    Bradenton, FL
  • 08/2018 → 03/2022
    Touchstone Securities Inc
    Cincinnati, OH
  • 08/2018 → 03/2022
    Ifs Financial Services
    Cincinnati, OH
  • 04/2022 → 10/2024
    Fifth Third Bank
    Bradenton, FL
  • 04/2022 → 10/2024
    Fifth Third Securities
    Bradenton, FL
  • 10/2024 → 02/2026
    U.S. Bancorp Investments, Inc.
    Sarsota, FL
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    Sarasota, FL
Previous Registrations
  • 2024-10-28 → 2026-02-14
    U.S. Bancorp Investments, Inc.
    Saint Paul, MN
    Sarasota, FL
  • 2022-04-08 → 2024-10-23
    Fifth Third Securities, Inc.
    Sarasota, FL
    Sarasota, FL
    Parrish, FL
    Sarasota, FL
    Bradenton, FL
    Bradenton, FL
    Palmetto, FL
    Bradenton, FL
    Sarasota, FL
    Sarasota, FL
    Brandenton, FL
    Bradenton, FL
  • 2016-06-09 → 2016-08-22
    Fifth Third Securities, Inc.
    Bradenton, FL
    Parrish, FL
    Bradenton, FL
    Bradenton, FL
    Bradenton, FL
    Bradenton, FL
    North Port, FL
    Sarasota, FL
    Sarasota, FL
    Bradenton, FL
    Sarasota, FL
    Sarasota, FL
  • 2012-10-03 → 2012-11-28
    Equitable Advisors, Llc
    Tampa, FL
  • 1998-07-02 → 2005-04-18
    Morgan Stanley Dw Inc.
    St.PEtersbur, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-01
S65 Uniform Investment Adviser Law Examination 2012-09-29
S63 Uniform Securities Agent State Law Examination 2003-04-11
  • S66 Uniform Combined State Law Examination
    2022-04-01
  • S65 Uniform Investment Adviser Law Examination
    2012-09-29
  • S63 Uniform Securities Agent State Law Examination
    2003-04-11
Other Names
  • Joe Westendorf
  • Joe Westendorf
  • Joseph Henry Westendorf
  • Jospeh Henry Westendorf
  • Joe Henry Westendorf
  • Joseph Westendorf

View on SEC IAPD

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