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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Barthel Agency | Princeton | IN | 03/1998 | Present |
| Thurston Springer Miller Herd & Titak, Inc. | Indianapolis | IN | 02/2015 | 08/2020 |
| Pruco Securities, Llc. | Princeton | IN | 08/2020 | 11/2024 |
| Prudential Insurance Company Of America | Princeton | IN | 08/2020 | Present |
| Lpl Enterprise, Llc | Princeton | IN | 11/2024 | Present |
1) 08/29/2024 - The Barthel Agency, Inc - Medical insurance and P&C - Sales and Servicing of employee benefit plans, Health Insurance, Medicare plans and P&C insurance plans - Non-Variable Insurance - Inv Related - At PRINCETON, IN - Start Date 03/01/1998 - 30hrs/mth - 20hrs/mth During Trading 2) 08/27/2024 - Gibson County Chamber of Commerce - Attend monthly Board meetings - Non-Profit Board Member - Non-Variable Insurance - Non Inv Related - At PRINCETON, IN - Start Date 02/01/2022 - 3hrs/mth - 1hrs/mth During Trading 3) 08/27/2024 - POA for Barbara J Barthel - POA for immediate family - Act in a Fiduciary Capacity - Non-Variable Insurance - Non Inv Related - At PRINCETON, IN - Start Date 01/28/2021 - 1hrs/mth - 0hrs/mth During Trading 4) 08/27/2024 - 10/01/2020 - The Barthel Agency, Inc - Service MassMutual clients - Non-Variable Insurance - Inv Related - At PRINCETON, IN - Start Date 10/01/2020 - 1hrs/mth - 1hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-31 |
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