Jeffrey Seth Cohen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1997 → Present
  Dept Of Health And Human Services
  Baltimore, MD
• 01/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2005 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2005 → Present
  Jeff Cohen Cpa, Llc
  Columbia, MD

Previous Registrations

• 2004-10-26 → 2005-03-23
  Prostatis Financial Advisors Group
  Glen Bernie, MD
• 2002-10-24 → 2005-01-21
  Asset & Financial Planning, Ltd
  Poughkeepsie, NY
• 2000-01-21 → 2003-11-14
  Gilman + Ciocia, Inc.
  Poughkeepsie, NY

Other Businesses

1)DEPT. OF HEALTH AND HUMAN SERVICES; BALTIMORE, MD; AUDIT MANGER; SINCE 08/1997; 40 HRS/WEEK; AUDITS OF MEDICAID FOR THE FEDERAL GOVERNMENT: 2) JEFF COHEN CPA, LLC;COLUMBIA, MO; SOLE PROPRIETOR/TAX PRACTICE; SINCE 01/2005; 30 HRS/WEEK; TAX PREP:

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-04-11
• S65 Uniform Investment Adviser Law Examination
  1999-12-17