Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2000-08-04
CT RA APPROVED 1996-02-28
  • TX RA
    APPROVED_RES
    Since 2000-08-04
  • CT RA
    APPROVED
    Since 1996-02-28

Branch Locations

27 Coogan Blvd, Mystic, CT 06355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New London CT 07/1995 Present
Bank Of America, N.A. New London CT 07/2011 Present
Other Businesses

I*: 2912287Entity Type: Fiduciary roleName of OBA: T. Q. M.Address: Mystic, CT 06355Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 10/24/2025Number of Hours: 2 hrs annuallyNumber of Hours during trading: 2 hrs annuallyDuties: Power of Attorney / Child/GrandchildI*3272270, Entity Type: Entity Charitable, Name of OBA: Ocean Community YMCA, Address: Mystic, Connecticut, 06355, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 01/01/2026, No Hours: 5 Monthly, No Hours during Trading: 5 Monthly, Duties: I would serve as a member of the board of trustees. In that role, we would be monitoring the current operations and future plans for the organization. inspire the common good and make life better for individuals, families, and communities. I*4368267 Entity Type: N/A Name of OBA: MLPF& S CUST FBO P E K DCSD IRA FBO L M L Address: Mystic, Connecticut Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/09/2026 Number of Hours: 0, Weekly Number of Hours during trading: 0, Weekly Duties: Parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-29
S63 Uniform Securities Agent State Law Examination 1995-09-22
  • S65 Uniform Investment Adviser Law Examination
    1995-09-29
  • S63 Uniform Securities Agent State Law Examination
    1995-09-22
Other Names
  • Tom Mcbride
  • Thomas J Mcbride

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mystic, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor