William Michael Steadman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 02/2020
  Ameriprise Financial Services, Inc.
  Boston, MA
• 02/2020 → Present
  Wells Fargo Clearing Services, Llc
  Beverly, MA

Previous Registrations

• 2012-03-27 → 2020-02-21
  Ameriprise Financial Services, Llc
  Boston, MA
  Boston, MA
  Middleton, MA

Other Businesses

MORNING TAUK CHARTERS LLC, NOT INV RELATED, GLOUCESTER, MA, 100% OWNERSHIP, START 4/15/2020, 48 HOURS PER MONTH, ZERO DURING TRADING, CAPTAIN CHARTER FISHING BOAT. MORNING TAUK CHARTERS, NOT INV RELATED, GLOUCESTER, MA, 100% OWNERSHIP, START 6/11/2011, 42 HOURS PER MONTH, ZERO DURING TRADING, CAPTAIN CHARTER FISHING BOAT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-22
• S63 Uniform Securities Agent State Law Examination
  1995-10-23

Other Names

• Michael Steadman