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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-21
  • NJ RA
    APPROVED
    Since 2025-08-21

Branch Locations

138 Conant St 4Th Fl, Beverly, MA 01915 • United States

Lynnfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Boston MA 10/2009 02/2020
Wells Fargo Clearing Services, Llc Beverly MA 02/2020 Present
Previous Registrations
Other Businesses

MORNING TAUK CHARTERS LLC, NOT INV RELATED, GLOUCESTER, MA, 100% OWNERSHIP, START 4/15/2020, 48 HOURS PER MONTH, ZERO DURING TRADING, CAPTAIN CHARTER FISHING BOAT. MORNING TAUK CHARTERS, NOT INV RELATED, GLOUCESTER, MA, 100% OWNERSHIP, START 6/11/2011, 42 HOURS PER MONTH, ZERO DURING TRADING, CAPTAIN CHARTER FISHING BOAT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-22
S63 Uniform Securities Agent State Law Examination 1995-10-23
  • S65 Uniform Investment Adviser Law Examination
    2001-02-22
  • S63 Uniform Securities Agent State Law Examination
    1995-10-23
Other Names
  • Michael Steadman

View on SEC IAPD

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