Daniel Patrick Dalton

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 07/2022
  Metlife Securities Inc.
  East Providence, RI
• 07/2016 → 07/2022
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 07/2022
  Mml Investors Services, Llc
  East Providence, RI
• 07/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2017-03-25 → 2022-07-25
  Mml Investors Services, Llc
  East Providence, RI
• 2014-09-25 → 2018-02-01
  Mariner
  E. Providence, RI
  Overland Park,, KS
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  East Providence, RI
• 2004-03-30 → 2015-01-02
  New England Securities
  Riverside, RI
  East Providence, RI

Other Businesses

1) INSURANCE / 1275 Wampanoag Trail, East Providence RI 02915 / 07/22/2022 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 4 HR/MO - 4 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/22/2022 3) LIBRE ADVISOR NETWORK, 1275 Wampanoag Trail, Suite 8A, Riverside RI 02915, United States, 09/20/2025, Refer recruits from other broker dealers for potential affiliation, DBA Name, NIR, 1 HR/MO - 1 HR/MO TRADING 4) BARTLETT WEALTH MANAGEMENT, 1275 Wampanoag Trail, Suite 8A, Riverside RI 02915, United States, 09/20/2025, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-03-07

Designations

• Chartered Financial Consultant