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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-17
MA RA APPROVED 2022-07-26
RI RA APPROVED 2022-07-25
  • TX RA
    APPROVED
    Since 2025-06-17
  • MA RA
    APPROVED
    Since 2022-07-26
  • RI RA
    APPROVED
    Since 2022-07-25

Branch Locations

1275 Wampanoag Trail, East Providence, RI 02915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. East Providence RI 01/2015 07/2022
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 07/2022
Mml Investors Services, Llc East Providence RI 03/2017 07/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2022 Present
  • 01/2015 → 07/2022
    Metlife Securities Inc.
    East Providence, RI
  • 07/2016 → 07/2022
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 07/2022
    East Providence, RI
  • 07/2022 → Present
    Fairfield, IA
  • 07/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2017-03-25 → 2022-07-25
    East Providence, RI
  • 2014-09-25 → 2018-02-01
    E. Providence, RI
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    East Providence, RI
  • 2004-03-30 → 2015-01-02
    New England Securities
    Riverside, RI
    East Providence, RI
Other Businesses

1) INSURANCE / 1275 Wampanoag Trail, East Providence RI 02915 / 07/22/2022 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 4 HR/MO - 4 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/22/2022 3) LIBRE ADVISOR NETWORK, 1275 Wampanoag Trail, Suite 8A, Riverside RI 02915, United States, 09/20/2025, Refer recruits from other broker dealers for potential affiliation, DBA Name, NIR, 1 HR/MO - 1 HR/MO TRADING 4) BARTLETT WEALTH MANAGEMENT, 1275 Wampanoag Trail, Suite 8A, Riverside RI 02915, United States, 09/20/2025, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-07
  • S63 Uniform Securities Agent State Law Examination
    1996-03-07
Designations

View on SEC IAPD

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