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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-05-12
MO RA APPROVED 2024-11-13
TX RA APPROVED_RES 2024-09-16
IL RA APPROVED 2023-09-01
  • IN RA
    APPROVED
    Since 2025-05-12
  • MO RA
    APPROVED
    Since 2024-11-13
  • TX RA
    APPROVED_RES
    Since 2024-09-16
  • IL RA
    APPROVED
    Since 2023-09-01

Branch Locations

210 S. 5Th Street Suite 102, St. Charles, IL 60174 • United States

4550 W 103Rd Street Office 303-C, Oak Lawn, IL 60453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aig American General Life Insurance Company St Charles IL 10/2003 Present
Sagepoint Financial, Inc Geneva IL 01/2009 09/2023
Osaic Wealth, Inc. St. Charles IL 09/2023 Present
  • 10/2003 → Present
    Aig American General Life Insurance Company
    St Charles, IL
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc
    Geneva, IL
  • 09/2023 → Present
    St. Charles, IL
Previous Registrations
  • 2008-10-31 → 2023-09-01
    Osaic Services, Inc.
    St. Charles, IL
  • 2008-03-14 → 2008-10-31
    American General Securities Incorporated
    Geneva, IL
    Geneva, IL
  • 2006-10-23 → 2007-11-15
    St. Charles, IL
Other Businesses

1) WESTERN CATHOLIC UNION BRANCH 100, NOT INVESTMENT RELATED,21 NORTH 3RD STREET, SUITE A, GENEVA, IL 60134, VICE PRESIDENT, START DATE: 4-2010, HOURS / MONTH: 1, SECURITIES TRADING HOURS: 1, ASSIST PRESIDENT AS NEEDED AND HELP IN THE DEVELOPMENT OF FUNDRAISING IDEAS AND ACTIVITIES 2) MIDAMERICA FINANCIAL GROUP POSITION: Other - administrative/agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2001 ADDRESS: 210 S 5th St, Suite 120, St. Charles IL 60174, United States DESCRIPTION: service to current insurance client, provide quotes, enter new business, provide estate planning solutions from the following carriers: american general, AVIVA, north american company, western catholic union, mutual of omaha, midland national, genworth, pacific life, Bestow. 3) MIDAMERICA FINANCIAL GROUP POSITION: Administrative NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2008 ADDRESS: 210 S 5th Street, Suite 102, St. Charles IL 60174, United States DESCRIPTION: Provide administrative support for MidAmerica Financial Group securities representatives, including training and business support. 4) DAVID J DRAPER LLC POSITION: President NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2026 ADDRESS: 210 S 5th Street, Suite 102, St. Charles IL 60174, United States DESCRIPTION: LLC established to manage business expenses from 1099 income from Broker-Dealer. Use LLC to run payroll and manage business books and records.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-16
S63 Uniform Securities Agent State Law Examination 2005-11-22
  • S65 Uniform Investment Adviser Law Examination
    2005-12-16
  • S63 Uniform Securities Agent State Law Examination
    2005-11-22
Other Names
  • David Draper

View on SEC IAPD

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