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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-05-12 |
| MO | RA | APPROVED | 2024-11-13 |
| TX | RA | APPROVED_RES | 2024-09-16 |
| IL | RA | APPROVED | 2023-09-01 |
Branch Locations
210 S. 5Th Street Suite 102, St. Charles, IL 60174 • United States
4550 W 103Rd Street Office 303-C, Oak Lawn, IL 60453 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig American General Life Insurance Company | St Charles | IL | 10/2003 | Present |
| Sagepoint Financial, Inc | Geneva | IL | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | St. Charles | IL | 09/2023 | Present |
1) WESTERN CATHOLIC UNION BRANCH 100, NOT INVESTMENT RELATED,21 NORTH 3RD STREET, SUITE A, GENEVA, IL 60134, VICE PRESIDENT, START DATE: 4-2010, HOURS / MONTH: 1, SECURITIES TRADING HOURS: 1, ASSIST PRESIDENT AS NEEDED AND HELP IN THE DEVELOPMENT OF FUNDRAISING IDEAS AND ACTIVITIES 2) MIDAMERICA FINANCIAL GROUP POSITION: Other - administrative/agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2001 ADDRESS: 210 S 5th St, Suite 120, St. Charles IL 60174, United States DESCRIPTION: service to current insurance client, provide quotes, enter new business, provide estate planning solutions from the following carriers: american general, AVIVA, north american company, western catholic union, mutual of omaha, midland national, genworth, pacific life, Bestow. 3) MIDAMERICA FINANCIAL GROUP POSITION: Administrative NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2008 ADDRESS: 210 S 5th Street, Suite 102, St. Charles IL 60174, United States DESCRIPTION: Provide administrative support for MidAmerica Financial Group securities representatives, including training and business support. 4) DAVID J DRAPER LLC POSITION: President NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2026 ADDRESS: 210 S 5th Street, Suite 102, St. Charles IL 60174, United States DESCRIPTION: LLC established to manage business expenses from 1099 income from Broker-Dealer. Use LLC to run payroll and manage business books and records.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-22 |
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