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Current Employers
Process Design Capital Management Llc

7301 N. 16Th St #102, Phoenix, AZ 85020 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-10
AZ RA APPROVED 2014-05-20
  • CA RA
    APPROVED
    Since 2022-06-10
  • AZ RA
    APPROVED
    Since 2014-05-20

Branch Locations

7301 N. 16Th St #102, Phoenix, AZ 85020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Process Design Capital Management Llc Scottsdale AZ 02/2014 Present
Previous Registrations
Other Businesses

BOARD OF DIRECTORS OF THE CLEAR LIGHT BUDDHIST CENTER; NOT INVESTMENT RELATED; THE ORGANIZATION PROVIDES INSTRUCTION IN MEDITATION AND BUDDHIST SPIRITUAL PRACTICE;15 HRS/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-30
S63 Uniform Securities Agent State Law Examination 1995-07-07
  • S65 Uniform Investment Adviser Law Examination
    1998-09-30
  • S63 Uniform Securities Agent State Law Examination
    1995-07-07

View on SEC IAPD

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