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Willie Gerald Warrington

3Rd Street Capital Management L.L.C.

Baton Rouge, LA

CRD 2634363

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Employer firm

3Rd Street Capital Management L.l.c. CRD 165950

$56.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
3Rd Street Capital Management L.L.C.

251 Florida Street Suite 407, Baton Rouge, LA 70801 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2014-01-06
TX RA APPROVED 2013-12-13
AL RA APPROVED 2013-09-13
LA RA APPROVED 2013-03-18
  • MS RA
    APPROVED
    Since 2014-01-06
  • TX RA
    APPROVED
    Since 2013-12-13
  • AL RA
    APPROVED
    Since 2013-09-13
  • LA RA
    APPROVED
    Since 2013-03-18

Branch Locations

251 Florida Street Suite 407, Baton Rouge, LA 70801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
3Rd Street Capital Management L.L.C. Baton Rouge LA 12/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-02
S63 Uniform Securities Agent State Law Examination 1995-09-12
  • S65 Uniform Investment Adviser Law Examination
    2012-11-02
  • S63 Uniform Securities Agent State Law Examination
    1995-09-12
Other Names
  • Jerry Warrington
  • Willie Gerald Warrington
  • Willie Gerald Warrington

View on SEC IAPD

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