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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-06-30 |
| CA | RA | APPROVED | 2010-03-02 |
Branch Locations
15760 Ventura Blvd Suite 1730, Encino, CA 91436 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sherman Oaks | CA | 02/2010 | Present |
(1) 05/04/2012 - SCOTT R. MICHALEK, INC. - ENTITY FOR TAX PURPOSES ONLY - CORPORATION FOR MYSELF. SCOTT R. MICHALEK, INC. FOR TAX PURPOSES. NOTHING WILL BE DONE OUTSIDE OF LPL FINANCIAL. - 1% OF TIME SPENT (2) 11/01/2024 - Protective - Other ¿ Non-Variable Insurance Trails Only - Agent - Investment Related - At Reported Business Location(s) - Start Date 03/01/2010 - 0 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-28 |
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