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Michael Robert Mccabe

Td Private Client Wealth LLC

Fort Lauderdale, FL

Jacksonville, FL

Saint Johns, FL

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-05-05
TX RA APPROVED_RES 2025-01-08
GA RA APPROVED 2024-10-09
MA RA APPROVED 2024-04-24
NC RA APPROVED 2024-02-07
NY RA APPROVED 2024-02-06
ME RA APPROVED 2024-01-16
NH RA APPROVED 2024-01-16
PA RA APPROVED 2024-01-16
NJ RA APPROVED 2024-01-12
WA RA APPROVED 2024-01-12
FL RA APPROVED 2020-03-09
  • AL RA
    APPROVED
    Since 2026-05-05
  • TX RA
    APPROVED_RES
    Since 2025-01-08
  • GA RA
    APPROVED
    Since 2024-10-09
  • MA RA
    APPROVED
    Since 2024-04-24
  • NC RA
    APPROVED
    Since 2024-02-07
  • NY RA
    APPROVED
    Since 2024-02-06
  • ME RA
    APPROVED
    Since 2024-01-16
  • NH RA
    APPROVED
    Since 2024-01-16
  • PA RA
    APPROVED
    Since 2024-01-16
  • NJ RA
    APPROVED
    Since 2024-01-12
  • WA RA
    APPROVED
    Since 2024-01-12
  • FL RA
    APPROVED
    Since 2020-03-09

Branch Locations

5900 N Andrews Ave 2Nd Floor, Fort Lauderdale, FL 33309 • United States

9715 Gate Parkway North, Jacksonville, FL 32246 • United States

Saint Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade, Inc. Philadelphia PA 11/2012 02/2020
Td Private Client Wealth Llc Jacksonville FL 02/2020 Present
Td Bank N.A. Jacksonville FL 02/2020 Present
  • 11/2012 → 02/2020
    Tdameritrade, Inc.
    Philadelphia, PA
  • 02/2020 → Present
    Td Private Client Wealth Llc
    Jacksonville, FL
  • 02/2020 → Present
    Td Bank N.A.
    Jacksonville, FL
Previous Registrations
  • 2012-11-19 → 2020-02-05
    Td Ameritrade, Inc.
    Radnor, PA
    Philadelphia, PA
    Jacksonville, FL
  • 2012-11-19 → 2020-02-05
    Td Ameritrade Investment Management, Llc
    Radnor, PA
    Philadelphia, PA
    Ponte Vedra Beach, FL
    Jacksonville, FL
  • 2009-10-23 → 2012-10-25
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
    Red Bank, NJ
    E. Brunswick, NJ
    Summit, NJ
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    E. Brunswick, NJ
    East Brunswick, NJ
    E. Brunswick, NJ
    Red Bank, NJ
  • 2002-11-25 → 2004-10-20
    Quick & Reilly, Inc.
    East Brunswick, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-04
S63 Uniform Securities Agent State Law Examination 1995-10-30
  • S65 Uniform Investment Adviser Law Examination
    1995-11-04
  • S63 Uniform Securities Agent State Law Examination
    1995-10-30

View on SEC IAPD

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