Shane Keefe Downey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1995 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Johnstown, PA
• 12/2009 → Present
  Bank Of America, Na
  Greensburg, PA

Other Businesses

I*2036272, Entity Type Fiduciary , Name of OBA: AJG 2024 Family Trust Address: Fairfield, Connecticut, 06824 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 14-Oct-2024 No Hours: 20 Yearly No Hours during trading: 20 Yearly Duties: I*2036273, Entity Type Fiduciary , Name of OBA: AJG 2024 Family Trust Address: Fairfield, Connecticut, 06824 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 14-Oct-2024 No Hours: 20 Yearly No Hours during trading: 20 Yearly Duties: I*482612 Entity Type: N/AName of OBA: Guzzi Irrevocable Family Trust = G. Irrevocable Family TrustAddress:Fairfield ConnecticutInvestment Related:NoPosition, Title, Association:Co-TrusteeStart Date:01/23/2009No Hours: 20 YearlyNo Hours during trading:20 YearlyDuties:Co-Trustee for In-Laws I*5108320, Entity Type: , Name of OBA: L B S S, Address: Valencia, Pennsylvania, 16059, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 08/03/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-08
• S63 Uniform Securities Agent State Law Examination
  1995-08-23

Other Names

• Shane K Downey