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Vicki Eileen Soyars

Ameriprise Financial Services, LLC

Virginia Beach, VA

Virginia Bch, VA

CRD 2632628

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-11
VA RA APPROVED 2013-04-26
  • TX RA
    APPROVED
    Since 2014-07-11
  • VA RA
    APPROVED
    Since 2013-04-26

Branch Locations

222 Central Park Ave Ste 1920, Virginia Beach, VA 23462-3037 • United States

Virginia Bch, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Virginia Beach VA 04/2013 03/2020
Ameriprise Financial Services, Llc Virginia Beach VA 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-19
S63 Uniform Securities Agent State Law Examination 2003-05-28
  • S65 Uniform Investment Adviser Law Examination
    2007-03-19
  • S63 Uniform Securities Agent State Law Examination
    2003-05-28
Other Names
  • Vicki Eileen Richards
  • Vicki E Richards
  • Vicki E Soyars
  • Vicki Eileen Waterman

View on SEC IAPD

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