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Amy Dienes

Ubs Financial Services Inc.

Westlake, OH

Noth Olmsted, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-02-09
OH RA APPROVED 2007-02-09
  • CA RA
    APPROVED
    Since 2007-02-09
  • OH RA
    APPROVED
    Since 2007-02-09

Branch Locations

2055 Crocker Road, Westlake, OH 44145 • United States

Noth Olmsted, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcdonald Investments Cleveland OH 06/1995 Present
Ubs Financial Services Inc. Rocky River OH 02/2007 Present
Previous Registrations
  • 2005-12-13 → 2007-02-09
    Keybanc Capital Markets Inc.
    Rocky River, OH
    Rocky River, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-12
  • S66 Uniform Combined State Law Examination
    2005-12-12
Other Names
  • Amy Elizabeth Kantura
  • Amy E Dienes
  • Amy K Dienes

View on SEC IAPD

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PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
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