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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2023-11-07
TX RA APPROVED 2011-04-27
MI RA APPROVED 2011-04-26
  • PR RA
    APPROVED
    Since 2023-11-07
  • TX RA
    APPROVED
    Since 2011-04-27
  • MI RA
    APPROVED
    Since 2011-04-26

Branch Locations

15505 Waldron Way, Big Rapids, MI 49307 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2011 Present
Previous Registrations
Other Businesses

1) BRADLEY FATH INSURANCE, 15505 WALDRON WAY BIG RAPIDS MI, 4/2011, AS INDEPENDENT INSURANCE AGENT SELLING FIXED INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES, 5 HR/WK - 5/TRADING. 2) CFT PROPERTIES LLC, 15505 WALDRON WAY BIG RAPIDS MI, 11/2014, AS PARTNER, PURCHASING PROPERTY FOR BUSINESS, SPENDS 1 HR/MONT 0 HR/MONTH TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 4/2011, AS ADVISORY REP OF A RIA, INV REL, 30 HR/WK - 20/TRADING 4) EAGLE VILLAGE, 4507 170TH AVE HERSEY MI, 2/2017, BOARD MEMBER, NIR, 4/MO 1/TRADING. 5) CFMP PROPERTIES LLC, 20725 14 mile Rd, Big Rapids MI 49307, 01/2022, OWNER, REAL ESTATE, NIR, 1 HR/MONTH 0 HR/MONTH TRADING 6) LERNER FINANCIAL LLC, 15505 Waldron Way, Big Rapids MI 49307,02/2025, IAR, DBA NAME, INV REL, 160 HR/MO - 160 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-07
S63 Uniform Securities Agent State Law Examination 1995-07-31
  • S66 Uniform Combined State Law Examination
    2010-05-07
  • S63 Uniform Securities Agent State Law Examination
    1995-07-31

View on SEC IAPD

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