Kelly Ann Brockette

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1994 → Present
  Lerner Financial Group, Inc.
  Big Rapids, MI
• 04/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 04/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2010-10-21 → 2011-05-02
  Mml Investors Services, Llc
  Big Rapids, MI
  Big Rapids, MI

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. KELLY BROCKETTE, 15505 Waldron Way, Big Rapids MI 49307, United States, 12/29/1995, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 0/MO - 0/Trading 3. LERNER FINANCIAL, 15505 Waldron Way, Big Rapids MI 49307, United States, 04/26/2011, W2 Employee, DBA Name, INV REL, 160HR/MO - 120HR/Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-10-08
• S63 Uniform Securities Agent State Law Examination
  1998-10-09

Other Names

• Kelly Ann Jackson
• Kkelly Ann Brockette