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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-04-26
  • MI RA
    APPROVED
    Since 2011-04-26

Branch Locations

15505 Waldron Way, Big Rapids, MI 49307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lerner Financial Group, Inc. Big Rapids MI 09/1994 Present
Cambridge Investment Research, Inc Fairfield IA 04/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2011 Present
Previous Registrations
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. KELLY BROCKETTE, 15505 Waldron Way, Big Rapids MI 49307, United States, 12/29/1995, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 0/MO - 0/Trading 3. LERNER FINANCIAL, 15505 Waldron Way, Big Rapids MI 49307, United States, 04/26/2011, W2 Employee, DBA Name, INV REL, 160HR/MO - 120HR/Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-08
S63 Uniform Securities Agent State Law Examination 1998-10-09
  • S66 Uniform Combined State Law Examination
    2010-10-08
  • S63 Uniform Securities Agent State Law Examination
    1998-10-09
Other Names
  • Kelly Ann Jackson
  • Kkelly Ann Brockette

View on SEC IAPD

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