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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-23 |
| NJ | RA | APPROVED | 2019-07-12 |
| TX | RA | APPROVED | 2019-07-11 |
Branch Locations
401 Hackensack Ave Ste 901, Hackensack, NJ 07601 • United States
New City, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Paramus | NJ | 06/2009 | 07/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 07/2019 |
| Wells Fargo Advisors Financial Network, Llc | Hackensack | NJ | 07/2019 | Present |
WARD WEALTH MANAGEMENT LTD, INV RELATED, NEW CITY, NY, 100% OWNERSHIP, START 1/25/2020, ZERO HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE. RENTAL PROPERTY; INVESTMENT RELATED; HARBOR,ME; 100% OWNERSHIP WITH SPOUSE; START DATE 04/08/2021; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY - 2999; INV RELATED;KISSIMMEE,FL; RENTAL;100% OWNERSHIP; START DATE: 05/15/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-18 |
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