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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-05-14 |
Branch Locations
216 East Reynolds Road Suite B, Lexington, KY 40517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Lexington | KY | 06/2016 | 05/2026 |
| J.P. Morgan Securities Llc | Lexington | KY | 06/2016 | 05/2026 |
| Lpl Enterprise Llc | Louisville | KY | 05/2026 | Present |
1. 05/11/2026 - Maples and Oaks Investments, LLC - DBA for LPL Business (entity for LPL business) - Paris, KY - Inv Related - OBA Start Date: 05/15/2026 - 160 Hour(s)/Month - 130 Hour(s) During Trading" 2. 05/11/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Paris, KY - Inv Related - OBA Start Date: 12/03/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading" 3. 05/11/2026 - David Bellamy N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Paris, KY - Inv Related - OBA Start Date: 12/03/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading"
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-09 |
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