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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insuranxe Co Of America | Buffalo | NY | 09/2011 | Present |
| Park Avenue Securities Llc | Buffalo | NY | 09/2011 | Present |
1. 600 Delaware LLC - 1/3 Owner-This building will house Corp head quarter house for Upstate 14 agency, Start: 10/01/2010, Address: 600 Delaware Buffalo, NY 14202, 2 non bus hrs per month, Investment related, 2. Alliance Advisory Group Inc-90% owner, Start: 01/01/2019, Address: 600 Delaware Ave Buffalo NY 14202, 200 hours per month, 200 during securities trading hours, Not investment related, More than 10% annual compensation, 3) Insurance other than Guardian, Start: 08/21/2025, Address: 600 Delaware Ave Buffalo NY 14202, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-08-08 |
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