Frank Givens

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2014-03-12
TX	RA	APPROVED	2010-04-30

MS RA
APPROVED

Since 2014-03-12
TX RA
APPROVED

Since 2010-04-30

Branch Locations

5699 Getwell Road, Ste E5-C, Southaven, MS 38672 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Hernando	MS	12/2005	Present

12/2005 → Present

Lpl Financial Llc

Hernando, MS

Other Businesses

1. 05/02/2006 - REAL ESTATE RENTAL - DESOTO SUNBELT REALTY, LLC - 50% PARTNER IN AN LLC THAT OWNS COMMERCIAL RENTAL PROPERTY. - TIME SPENT 1%. 2. 07/14/2026 - Crenshaw - Farm - Investment Related - Senatobia, MS - Start Date 06/29/2026 - 1 hour per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-28
S63	Uniform Securities Agent State Law Examination	2006-02-10

S66 Uniform Combined State Law Examination

2008-07-28
S63 Uniform Securities Agent State Law Examination

2006-02-10

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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