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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-15
LA RA APPROVED 2016-03-09
OH RA APPROVED 2010-08-13
  • TX RA
    APPROVED_RES
    Since 2016-03-15
  • LA RA
    APPROVED
    Since 2016-03-09
  • OH RA
    APPROVED
    Since 2010-08-13

Branch Locations

27865 Clemens Road, Suite 4, Westlake, OH 44145 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Westlake OH 02/2009 Present
Stratos Wealth Partners, Ltd Westlake OH 08/2010 Present
Previous Registrations
  • 2003-02-21 → 2009-02-04
    Osaic Fa, Inc.
    Solon, OH
    Orange Village, OH
    Solon, OH
Other Businesses

1. 01/22/2009 - STRATOS WEALTH MANAGEMENT PARTNERS, LTD./DBA for LPL Business (entity for LPL business)/SOLON, OH 44139 2. 02/02/2009 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 8/13/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 2/2009 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 2/2009. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/18/2011 - NON-VARIABLE INSURANCE, STRATOS WEALTH PARTNERS, LTD, 40% OF TIME SPENT. 5. 7/5/2018 - Northcoast Financial Partners, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date:06/19/2018 - 160 Hours Per Month/160 Hours During Trading - Northcoast Financial Partners, Inc - Business Entity For Tax/Investment Purposes Only. 6. 6/17/2019 - WEALTH ADVOCATE GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/13/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 7. 6/19/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 06/13/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 8. 1/6/2021 - No Business Name - Investment Related - Ellicottville New York - Real Estate Rental - Started 11/27/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Two properties in Ellicottville NY. 9. 10/24/2022 - No Business Name - Investment Related - Cape Coral, Florida 33904 - Real Estate Rental - Start Date: 02/01/2017 - 4 Hours Per Month/0 Hours During Securities Trading - One rental property

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-06-07
  • S63 Uniform Securities Agent State Law Examination
    2018-06-07

View on SEC IAPD

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