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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-15 |
| LA | RA | APPROVED | 2016-03-09 |
| OH | RA | APPROVED | 2010-08-13 |
Branch Locations
27865 Clemens Road, Suite 4, Westlake, OH 44145 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westlake | OH | 02/2009 | Present |
| Stratos Wealth Partners, Ltd | Westlake | OH | 08/2010 | Present |
1. 01/22/2009 - STRATOS WEALTH MANAGEMENT PARTNERS, LTD./DBA for LPL Business (entity for LPL business)/SOLON, OH 44139 2. 02/02/2009 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 8/13/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 2/2009 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 2/2009. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/18/2011 - NON-VARIABLE INSURANCE, STRATOS WEALTH PARTNERS, LTD, 40% OF TIME SPENT. 5. 7/5/2018 - Northcoast Financial Partners, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date:06/19/2018 - 160 Hours Per Month/160 Hours During Trading - Northcoast Financial Partners, Inc - Business Entity For Tax/Investment Purposes Only. 6. 6/17/2019 - WEALTH ADVOCATE GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/13/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 7. 6/19/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 06/13/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 8. 1/6/2021 - No Business Name - Investment Related - Ellicottville New York - Real Estate Rental - Started 11/27/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Two properties in Ellicottville NY. 9. 10/24/2022 - No Business Name - Investment Related - Cape Coral, Florida 33904 - Real Estate Rental - Start Date: 02/01/2017 - 4 Hours Per Month/0 Hours During Securities Trading - One rental property
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-06-07 |
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