Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-04-07
TX RA APPROVED_RES 2012-06-15
CA RA APPROVED 2009-10-23
  • ME RA
    APPROVED
    Since 2025-04-07
  • TX RA
    APPROVED_RES
    Since 2012-06-15
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Anaheim, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Anaheim CA 10/2009 Present
Bank Of America, N.A. Newport Beach CA 05/2011 Present
Previous Registrations
  • 1998-05-12 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Anaheim, CA
    Anaheim, CA
Other Businesses

I*36631 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE PATRIQUIN FAMILY TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: ORANGE, CALIFORNIA 92867 NATURE OF BUSINESS: TRUST,RE OWNED IN THE NAME OF OUR FAMILY TRUST POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 11/16/2010 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY OWNER I*83175 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE PATRIQUIN FAMILY TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: ORANGE, CALIFORNIA 92867 NATURE OF BUSINESS: TRUST,RE OWNED IN THE NAME OF OUR FAMILY TRUST POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 11/16/2010 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY OWNER I*83176 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE PATRIQUIN FAMILY TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: ORANGE, CALIFORNIA 92867 NATURE OF BUSINESS: TRUST,RE OWNED IN THE NAME OF OUR FAMILY LIVING TRUST POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 11/16/2010 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY OWNER I*83177 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE PATRIQUIN FAMILY TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: ORANGE, CALIFORNIA 92867 NATURE OF BUSINESS: TRUST,RE OWNED IN THE NAME OF OUR FAMILY TRUST POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 11/16/2010 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY OWNER I*83178 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE PATRIQUIN FAMILY TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: ORANGE, CALIFORNIA 92867 NATURE OF BUSINESS: TRUST,RE OWNED IN THE NAME OF OUR LIVING TRUST POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 11/16/2010 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY OWNER I*1491280 For profit or not for profit: Name of outside business organization: The Patriquin Family Trust Investment related: N Address of business: Anaheim, California, 92807, United States Nature of business: ["Business or Industry Organization"] Position, title, association: ["Owner"], Start date of relationship: 9/19/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 1 Duties: , Investment for diversification and higher return Name of the other businessLiving Trust Whether the business is investment-relatedNot Investment related Address of the other business Nature of the other business Your positionTrustee Title, or relationship with the other business Start date of your relationship5/10/2023 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-09
S63 Uniform Securities Agent State Law Examination 1995-07-24
  • S65 Uniform Investment Adviser Law Examination
    1996-02-09
  • S63 Uniform Securities Agent State Law Examination
    1995-07-24
Other Names
  • Debbie Corti
  • Debra Marie Corti

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor