Best Investors Account Sign in
Inactive

James Arnold Sullivan

Sullivan Wood Capital Management, LLC

Washington, DC

Claim This Profile
Current Employers
Sullivan Wood Capital Management, Llc

1100 H St Nw Suite 910, Washington, DC 20005 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-30
MD RA APPROVED 2025-11-19
VA RA APPROVED 2011-03-03
DC RA APPROVED 2011-02-14
  • FL RA
    APPROVED
    Since 2026-06-30
  • MD RA
    APPROVED
    Since 2025-11-19
  • VA RA
    APPROVED
    Since 2011-03-03
  • DC RA
    APPROVED
    Since 2011-02-14

Branch Locations

1100 H St Nw Suite 910, Washington, DC 20005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sullivan Wood Capital Management, Llc Washington DC 10/2002 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-12
S63 Uniform Securities Agent State Law Examination 1996-03-11
  • S65 Uniform Investment Adviser Law Examination
    2002-10-12
  • S63 Uniform Securities Agent State Law Examination
    1996-03-11
Other Names
  • Jim Sullivan
  • James Arnold Sullivan

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor