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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-14 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
8655 E Via De Ventura Ste F127, Scottsdale, AZ 85258 • United States
706 North 129Th Street, Suite 115, Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2012-08-06 |
Branch Locations
C/O Secure Estate Solutions 8655 E. Via De Ventura, G175, Scottsdale, AZ 85258 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Andorra Capital, Llc | Omaha | NE | 01/2003 | Present |
| Senior Tax Network | Phoenix | AZ | 05/2011 | Present |
| Secure Estate Solutions | Phoenix | AZ | 01/2012 | Present |
| Alphastar Capital Management | Cornelius | NC | 09/2024 | Present |
SES Services, LLC (DBA Secure Estate Solutions) - Insurance Agency. 8655 East Via De Ventura, Suite F-127, Scottsdale AZ 85258. Agent. Yes, investment related. 2012. SES Services also has a referral agreement with Monetary Metals for referring clients to their precious metals leasing programs. SES Services is affiliated with Andorra Capital. Insurance is offered in conjunction with financial planning services. Andorra Capital -- Investment related - Yes. 706N 129th. Street, Suite 115 Omaha, NE 68154. Owner. 2003. 20 hours/monthly. Managing a Reg-D hedge fund that invests in gold and silver leases and bonds. Senior Tax Network - Investment related. 8655 E Via De Ventura, Ste F127, Scottsdale AZ 85258. Tax advisory and preparation services. Owner. 2011. 5 hours/monthly. Advising clients on basic tax efficiency strategies and being a liaison to CPAs for clients. DG Holdings, LLC. -- Investment related - No. 6723 South 116th Street Omaha, NE 68137. Long term residential home retail. Owner. 11/2001. 1 hour monthly. Passive ownership occasionally communication with hired manager. GWG Ventures, LLC -- Investment related - No. 11814 N 95th St. Scottsdale AZ 85260. Holding Company. Owner. 02/2015. 4hours monthly. Managing OBA business accounting and taxes. ARGO Vacations -- Investment related - No. 11814 N 95th St. Scottsdale AZ 85260. Marketing for short term vacation rentals. Owner. 02/2020. 1 hour/monthly. Wife manages the business I strategize with her.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-19 |
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