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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
4321 W. College Ave, Berbee Building, Appleton, WI 54914 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Appleton | WI | 03/2016 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Appleton | WI | 03/2018 | Present |
1. Notary; 4822 Madison Yards Way, North Tower, Madison, WI 53705; Notary Services; 08/31/2022; 0.5 Hours per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-24 |
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