Paul Michael Purcell

Current Employers

Employment History

• 09/2011 → Present
  Self Employed - In The Zone Sports Cards
  Austin, TX
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2024 → Present
  Purcell Financial Solutions Group
  Austin, TX

Previous Registrations

• 2009-02-09 → 2011-09-19
  1St Global Advisors Inc
  Austin, TX
• 2000-09-19 → 2008-05-02
  Kestra Investment Services, Llc
  Austin, TX
  Austin, TX

Other Businesses

1.NAME OF OTHER BUSINESS: VARIOUS INSURANCE CARRIERS INVESTMENT RELATED: NO ADDRESS: NATURE OF BUSINESS: INSURANCE POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE START DATE: APPROX. NUMBER OF HOURS PER MONTH: APPROX. NUMBER OF HOURS DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE INSURANCE 2.NAME OF OTHER BUSINESS: IN THE ZONE SPORTS CARDS INVESTMENT RELATED: NO ADDRESS: 8725 CORRAN FERRY DRIVE, AUSTIN TX 78749 NATURE OF BUSINESS: SELLS OF SPORTS CARDS POSITION/TITLE/RELATIONSHIP: OWNER, MANAGER, SOLE PROPRIETOR START DATE: 11/2011 APPROX. NUMBER OF HOURS PER MONTH: 8 APPROX. NUMBER OF HOURS DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: PURCHASES SPORTS CARDS WITH THE INTENTION OF SELLING THEM AT A PROFIT THROUGH ONLINE AUCTION SITE, EBAY. COM 3. NAME OF OTHER BUSINESS: MAUGEL & PURCELL FINANCIAL SOLUTIONS INVESTMENT RELATED: YES ADDRESS: SAME AS BRANCH NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: OWNER/PARTNER START DATE: APPROX. NUMBER OF HOURS PER MONTH: 240 APPROX. NUMBER OF HOURS DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: FINANCIAL & INSURANCE SERVICES OFFERED THROUGH THE BROKER-DEALER 4.NAME OF OTHER BUSINESS: SOUTH AUSTIN LITTLE LEAGUE INVESTMENT RELATED: NO ADDRESS: 1704 TOOMEY RD AUSTIN TX 78704 NATURE OF BUSINESS: LITTLE LEAGUE BASEBALL START DATE: 2/2014 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES; 5. NAME OF OTHER BUSINESS: PURCELL FINANCIAL SOLUTIONS GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:09/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 60, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-28
• S63 Uniform Securities Agent State Law Examination
  1995-08-04