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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-08-02 |
| CA | RA | APPROVED | 2001-03-09 |
Branch Locations
1848 S. Elena Ave. Suite 100, Redondo Beach, CA 90277 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Redondo Beach | CA | 05/1996 | 11/2018 |
| Seia Llc | Redondo Beach | CA | 03/2001 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | Present |
| Ses Inc. | Redondo Beach | CA | 08/2023 | Present |
SEIA POSITION: Financial Advisor/Senior Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/1997 ADDRESS: 1848 S. Elena Avenue, Suite 100, Redondo Beach CA 90277, United States DESCRIPTION: Investment Advisory and Financial Planning INSURANCE LICENSE POSITION: Insurance Agent NATURE: I have a CA Insurance License. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/31/1996 ADDRESS: 1848 S. Elena Avenue, Suite 100, Redondo Beach CA 90277, United States DESCRIPTION: Provide long term care insurance, life and annuity solutions to clients. RENTAL REAL ESTATE POSITION: Owner NATURE: Managing 2 Rental Properties INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/24/2012 ADDRESS: 317 Avenue F, Redondo Beach CA 90277, United States DESCRIPTION: Manage 2 duplex rental properties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-23 |
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