Scott Allen Hansen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1993 → Present
  Personalized Pensions, Inc
  Scottsdale, AZ
• 01/2009 → 10/2017
  National Planning Corporation
  Scottsdale, AZ
• 10/2017 → 12/2023
  Woodbury Financial Services Inc
  Scottsdale, AZ
• 12/2023 → 07/2025
  Cadaret, Grant & Co., Incl
  Scottsdale, AZ
• 07/2025 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2023-12-11 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Scottsdale, AZ
• 2017-10-13 → 2023-12-13
  Woodbury Financial Services, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
  Mckinney, TX
• 2009-01-22 → 2017-10-13
  National Planning Corporation
  Glendale, AZ
  Scottsdale, AZ

Other Businesses

1. 07/10/2025- TDH Personalized Pensions, Inc.- Third Party Administrator (TPA)- INV Related- At Reported Business Location(s)- Start date 03/01/1993- 20 Hours Per Month- 20 Hours During Trading 2. 07/10/2025-Scott Hansen- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 03/01/1993- 20 Hours Per Month- 20 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-17
• S63 Uniform Securities Agent State Law Examination
  1996-06-21

Designations

• Certified Financial Planner