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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-04 |
| TX | RA | APPROVED_RES | 2022-01-03 |
Branch Locations
1401 South Florida Avenue, Lakeland, FL 33803 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allen & Company Of Florida, Inc. | Lakeland | FL | 12/2003 | Present |
| Lpl Financial, Llc | Lakeland | FL | 08/2019 | Present |
1. 10/20/2020 - Waller Partners Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/27/2020 - 2 Hours Per Month During Securities Trading. 2. 10/21/2021 - Black Oak LLC - Not Investment Related - Home Based - Outside/W-2 Employment - Started 10/06/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 03/25/2022 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 03/25/2022 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-09 |
| S65 | Uniform Investment Adviser Law Examination | 1996-03-11 |
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